Enforcement Action Remediation

Project scope is tailored to the needs of each bank. Depending on the type and complexity of the enforcement action we can provide project management or advisory on any or all of the below remediation efforts:

Create and implement action plan to remediate deficiencies in all areas of BSA/AML and OFAC
Formulate or assist with Formal Management Response and Quarterly Updates to Regulators
Design or enhance Policies, Procedures, Desktop Instructions and End User Quick Reference Guides
Provide staff training to address deficiencies
Provide staff to manage and/or perform mandated look-backs in all areas of BSA and OFAC
Process evaluation and revision to address deficiencies and create efficiency

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